SEC
The Latest
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U.S. SEC Charges GBP Capital Holdings In $1.7 Billion Ponzi Scheme
GPB Capital Holdings defrauded investors using a Ponzi-like scheme. GPB Capital Holdings defrauded investors using a Ponzi-like scheme. -
New Sheriffs On Wall Street: Biden Names Gary Gensler, Rohit Chopra
President-elect Joe Biden picks Gary Gensler for the SEC and Rohit Chopra at the Consumer Financial Protection Bureau. President-elect Joe Biden picks Gary Gensler for the SEC and Rohit Chopra at the Consumer Financial Protection Bureau. -
New Internal Conflict Brewing At Troubled Luckin Coffee
A joint letter to the board of directors and big shareholders seeks the removal of the current chief executive and chairperson. A joint letter to the board of directors and big shareholders seeks the removal of the current chief executive and chairperson. -
U.S. Securities And Exchange Commission Investigating Zoom Over Alleged Interference By Chinese Government
Zoom is now in the crosshairs of the U.S. Securities and Exchange Commission (SEC) for alleged meddling by the Chinese government. Zoom is now in the crosshairs of the U.S. Securities and Exchange Commission (SEC) for alleged meddling by the Chinese government. -
SEC Fines Robinhood $65 Million For Misleading Users
The SEC accused Robinhood of failing to properly inform its customers about how it generates profits from their trades. The SEC accused Robinhood of failing to properly inform its customers about how it generates profits from their trades. -
Luckin Coffee To Pay $180 Million To Settle SEC Probe
The $180 Million settlement will end the SEC's probe into Luckin Coffee's alleged accounting fraud. The $180 Million settlement will end the SEC's probe into Luckin Coffee's alleged accounting fraud. -
General Electric Shares To Take Hit Thursday After SEC Misreporting Deal
General Electric agreed to pay $200 million to settle the SEC investigation against it over its alleged misleading of investors. General Electric agreed to pay $200 million to settle the SEC investigation against it over its alleged misleading of investors. -
JPMorgan Chase To Pay Almost $1 Billion For Spoof Trades
The use of spoof trading can create a false environment in the market to make it look like there is a demand for an asset. The use of spoof trading can create a false environment in the market to make it look like there is a demand for an asset. -
Luckin’s Titanic Fraud Fine Tip Of Iceberg Only, Experts Say
The coffee company now faces even heftier fines in the U.S. after being caught in a $300 million accounting scam. The coffee company now faces even heftier fines in the U.S. after being caught in a $300 million accounting scam. -
Chinese Firms' American Dreams Fade In Wake Of Scandals, Regulations
As financial scandals plague some Chinese companies, their dreams of listing on U.S. equities markets – or staying listed – are slowly fading. As financial scandals plague some Chinese companies, their dreams of listing on U.S. equities markets – or staying listed – are slowly fading.