Securities and Exchange Commission
The Latest
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Robinhood Stocks Plummet After PayPal News And SEC Comments
News of PayPal's plan to set up its own online brokerage along with comments made by the SEC sent Robinhood's stock down by nearly 7%. 
News of PayPal's plan to set up its own online brokerage along with comments made by the SEC sent Robinhood's stock down by nearly 7%. -
SEC Accused Tesla Of Failing To Vet Musk Tweets
"Tesla has failed to enforce these procedures and controls despite repeated violations by Musk." 
"Tesla has failed to enforce these procedures and controls despite repeated violations by Musk." -
Biden's SEC Head To Increase Scrutiny Of Retail Stock Traders
SEC Chairman Gary Gensler will take 'a closer look' at companies such as Robinhood and Citadel Securities. 
SEC Chairman Gary Gensler will take 'a closer look' at companies such as Robinhood and Citadel Securities. -
U.S. SEC Charges GBP Capital Holdings In $1.7 Billion Ponzi Scheme
GPB Capital Holdings defrauded investors using a Ponzi-like scheme. 
GPB Capital Holdings defrauded investors using a Ponzi-like scheme. -
U.S. Securities And Exchange Commission Investigating Zoom Over Alleged Interference By Chinese Government
Zoom is now in the crosshairs of the U.S. Securities and Exchange Commission (SEC) for alleged meddling by the Chinese government. 
Zoom is now in the crosshairs of the U.S. Securities and Exchange Commission (SEC) for alleged meddling by the Chinese government. -
SEC Fines Robinhood $65 Million For Misleading Users
The SEC accused Robinhood of failing to properly inform its customers about how it generates profits from their trades. 
The SEC accused Robinhood of failing to properly inform its customers about how it generates profits from their trades. -
General Electric Shares To Take Hit Thursday After SEC Misreporting Deal
General Electric agreed to pay $200 million to settle the SEC investigation against it over its alleged misleading of investors. 
General Electric agreed to pay $200 million to settle the SEC investigation against it over its alleged misleading of investors. -
JPMorgan Chase To Pay Almost $1 Billion For Spoof Trades
The use of spoof trading can create a false environment in the market to make it look like there is a demand for an asset. 
The use of spoof trading can create a false environment in the market to make it look like there is a demand for an asset. -
New Rules Pose A Challenge For Chinese Companies
Nasdaq Inc. will impose new restrictions regarding IPO listings that would curb Chinese companies earning below 25 million USD. 
Nasdaq Inc. will impose new restrictions regarding IPO listings that would curb Chinese companies earning below 25 million USD. -
US Securities and Exchange Commission Launches Luckin Coffee Probe
The SEC is also seeking the cooperation of Chinese regulators for its own investigation into Luckin Coffee's financial reporting. 
The SEC is also seeking the cooperation of Chinese regulators for its own investigation into Luckin Coffee's financial reporting.
